-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QXZXgqB2YS7OXj5+jCQmYKKtBM/iGomlpSssoIk8LNn68QXgyYrd7wghmGAiaeXI wS+fikAWUD/N8fkNh0iCpg== 0001021387-00-000017.txt : 20000215 0001021387-00-000017.hdr.sgml : 20000215 ACCESSION NUMBER: 0001021387-00-000017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPENTV CORP CENTRAL INDEX KEY: 0001096958 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58285 FILM NUMBER: 543794 BUSINESS ADDRESS: STREET 1: ABBOTT BUILDING STREET 2: MOUNT STREET TORTOLA CITY: ROAD TOWN COUNTY BUSINESS PHONE: 6504295500 MAIL ADDRESS: STREET 1: ABBOTT BUILDING STREET 2: MOUNT STREET TORTOLA CITY: ROAD TOWN COUNTRY FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER INC/ CENTRAL INDEX KEY: 0001021387 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 133527249 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TIME & LIFE BLDG ROCKFELLER CENTER STREET 2: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124848000 MAIL ADDRESS: STREET 1: TW INC STREET 2: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TW INC DATE OF NAME CHANGE: 19960822 SC 13G 1 TIME WARNER INC. OWNERSHIP REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ____________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSANT TO RULES 13d-1(b), (c), AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ___ )* OpenTV Corp. ________________________________________________________________ (Name of Issuer) Class A Ordinary Shares, no par value _____________________________________________________________ (Title of Class of Securities) G6754310 _______________________________________________________ (CUSIP Number) November 23, 1999 __________________________________________________________ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-(c) /x/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G ================================= ============================================= CUSIP No.G6754310 Page 2 of 5 Pages _________ ======== ====================================================================== ======== ====================================================================== 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Time Warner Inc. 13-3527249 - -------- ----------------------------------------------------------------------- - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a / / b / / - -------- ----------------------------------------------------------------------- - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ======== ======================================================================= =========================== ======= ============================================ 5 SOLE VOTING POWER 2,252,252 (1) NUMBER OF SHARES BENEFICIALLY ------- -------------------------------------------- OWNED BY EACH ------- -------------------------------------------- REPORTING PERSON WITH 6 SHARED VOTING POWER 0 (2) ------- -------------------------------------------- ------- -------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,252,252 (1) ------- -------------------------------------------- ------- -------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 =========================== ======= ============================================ ========= ====================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 2,252,252 (1) - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 15.8% (3) - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC ========= ====================================================================== *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Includes 1,126,126 Class A Ordinary Shares subject to immediately exercisable warrants. (2) See response to Item 4(c)(ii). (3) Calculated pursuant to Rule 13d-3(d). Cusip No. G6754310 Page 3 of 5 Pages ________ Item 1(a) Name of Issuer OpenTV Corp. ____________ Item 1(b) Address of Issuer's Principal Executive Offices: 401 East Middlefield Road Mountainview, CA 94043 Item 2(a) Name of Person Filing: Time Warner ___________ Inc. Item 2(b) Address of Principal Business Office or, if None, Residence: 75 Rockefeller Plaza New York, NY 10019 Item 2(c) Citizenship: Delaware Item 2(d) Title of Class of Securities: Class A Ordinary Shares _______________________ Item 2(e) CUSIP Number: G6754310 ________ Item 3. If This Statement is filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) // Broker or dealer registered under Section 15 of the Exchange Act. (b) // Bank as defined in Section 3(a)(6) of the Exchange Act. (c) // Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) // Investment company registered under Section 8 of the Investment Company Act. (e) // An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) // An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) // A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) // A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) // A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) // Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. // Cusip No. G6754310 Page 4 of 5 Pages ________ Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. (a) Amount beneficially owned: 2,252,252 Class A Ordinary Shares (1) _____________________________________ (b) Percent of Class: 15.8% (2) ______ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 2,252,252 Class A Ordinary Shares (1) , ___________________________________________ (ii) Shared power to vote or to direct the vote 0 (3) , _________________ (iii) Sole power to dispose or to direct the disposition of 2,252,252 Class A Ordinary Shares (1) , ____________________________________________ (iv) Shared power to dispose or to direct the disposition of 0 , ___________________ Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. TWI-OTV Holdings Inc. (a wholly owned direct subsidiary of Time Warner Inc.) - CO Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable ______________ (1) Includes 1,126,126 Class A Ordinary Shares subject to immediately exercisable warrants. (2) Calculated pursuant to Rule 13d-3(d). (3) Solely as a result of an agreement among TWI-OTV Holdings Inc., LDIG OTV, Inc., General Instrument Corporation, America Online, Inc. and News America Incorporated to vote their shares in favor of each others' directors pursuant to an Investors' Rights Agreement dated as of October 23, 1999 (the "Investors' Rights Agreement"). Time Warner may be deemed the beneficial owner of 2,252,250 Class A Ordinary Shares owned by LDIG OTV, Inc.; 1,126,126 Class A Ordinary Shares owned by General Instrument Corporation; 900,900 Class A Ordinary Shares owned by America Online, Inc., and 2,252,252 Class A Ordinary Shares owned by News America Incorporated. Time Warner Inc. disclaims beneficial ownership of the shares covered by the Investors' Rights Agreement and owned by LDIG OTV, Inc., General Instrument Corporation, America Online, Inc. and News America Incorporated. Cusip No. G6754310 Page 5 of 5 Pages ________ Item 10. Certifications. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, correct and complete. Date: February 14, 2000 TIME WARNER INC. By:/s/Christopher P. Bogart ______________________________ Name: Christopher P. Bogart Title: Executive Vice President, General Counsel & Secretary -----END PRIVACY-ENHANCED MESSAGE-----